Post Tagged with: "capital guarantee"


Principal Protected Investments

FINRA recently issued an Investor Alert providing guidance and information for investors on the popular investment product called structured notes with principal protection.  The term “structured note with principal protection” refers to any structured product that combines a bond with a derivative component—and that offers a full or partial return of principal at maturity. Structured notes come by different names and often refer to promises of “principal protection,” “capital guarantee,” “absolute return,” “minimum return” or similar terms.  THEY ARE NOT [&hellip

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